n-1a Initial registration statement filed on Form N1A for open-end management investment companies Amendment to Initial registration statement filed on Form N1A for open-end management investment companies

Sec Form N-1a Instructions instructions are received, are voted in proportion to the shares for which Form N-1A is the registration statement used by open-end investment companies. Furthermore, Form N-1A requires that the shareholder report As set forth in the instructions on Form N-1A (Item 27(d)(6) (i)), the WFI. Fund's annual report was. Form N-1A shall be used as the registration statement to be filed pursuant to section 8(b) of the Investment Company Act of 1940 by open-end management investment companies other than separate accounts of insurance companies or companies which issue periodic payment plan certificates or which are sponsors or depositors of companies issuing such certificates. Form N-1A Registration Statement (Open-End Management Investment Companies) (SEC2052) Form. This is a Official Federal Forms form and can be use in Securities And Exchange Commission. - Justia Forms 1 Recent Technical Amendments to Form N-1A BY THE INVESTMENT MANAGEMENT PRACTICE GROUP As discussed in a prior Client Alert,1 the Securities and Exchange Commission (the "Commission") has recently adopted a number of new rules as well as rule amendments (collectively, the "Summary A: Form N-1A, General Instruction C.3.(g) of Form N-1A directs mutual funds to submit to the SEC and post on their websites an interactive data file in the manner provided by Rule 405 of Regulation S-T. Regulation S-T, Rule 405 governs the content, format and posting of the interactive data exhibit. Regulation S-T, Rules 103 and 406T address CAUTION: Fillable form generates a taxpayer specific 2D barcode. Please do not copy and reproduce for mass distribution. Please do not copy and reproduce for mass distribution. Refer to our Forms Reproduction Policy and Scannable Specifications and Ba